Joseph Finneran
Joseph Finneran is a CFP-designated registered investment advisor at World Choice Securities, INC., based in Worthington, OH, with 43 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 45 clients with $25M in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
100 Old W Wilson Bridge Road, Suite 101, Worthington, OH, 43085
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Joseph is an investment advisor and owner of Financial Management Consultants, Inc. dba Tricord Investment Advisors, spending nearly full-time on investment advice and managing accounts. He also dedicates minimal time to Stewardship Foundation as an executive manager and has a legacy appointment as an independent insurance agent selling fixed life insurance.
Employment History
Current Registrations
World Choice Securities, INC.Broker
Tricord Wealth Advisors
Previous Registrations
Omni Financial Securities, INC.Broker
Fsc Securities CorporationBroker
Fsc Securities Corporation
Carillon Investments, INC
Carillon Investments, INC.Broker
Lincoln Financial Advisors CorporationBroker
The Lincoln National Life Insurance CompanyBroker
Lincoln National Pension Insurance CompanyBroker
Integrated Resources Equity CorporationBroker
The Planner's Securities Group, INC.Broker
Integrated Resources Equity CorporationBroker
The Lincoln National Life Insurance CompanyBroker
Lincoln Financial Advisors CorporationBroker
Lincoln National Pension Insurance CompanyBroker
Nel Equity Services CorporationBroker
Mutual Benefit Financial Service CompanyBroker
Fsc Securities CorporationBroker
Franklin Financial Services CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.