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CFP
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CFP

Joseph Finneran

World Choice Securities, INC.
44 Years of Experience
Worthington, OH
BrokerSells Insurance
View SEC Summary
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Joseph Finneran is a CFP-designated registered investment advisor at World Choice Securities, INC., based in Worthington, OH, with 44 years of industry experience. Joseph is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 43 clients with $27M in assets under management.

World Choice Securities, INC.
Compensation
Fee-Only (% of Portfolio)
Firm Size
4 advisors
IM Fee
Planning only
Assets Under Management
$26.7M

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

100 Old W Wilson Bridge Road, Suite 101, Worthington, OH, 43085

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Joseph is an investment advisor and owner of Financial Management Consultants, Inc. dba Tricord Investment Advisors, spending nearly full-time on investment advice and managing accounts. He also dedicates minimal time to Stewardship Foundation as an executive manager and has a legacy appointment as an independent insurance agent selling fixed life insurance.

Employment History
Current Registrations
World Choice Securities, INC.Broker
October 2022 - Present · 4 yrs
Tricord Wealth Advisors
February 2003 - Present · 23 yrs 8 mos
Previous Registrations
Omni Financial Securities, INC.Broker
November 2010 - October 2022 · 11 yrs 11 mos
Fsc Securities CorporationBroker
June 2006 - November 2010 · 4 yrs 5 mos
Fsc Securities Corporation
June 2006 - November 2010 · 4 yrs 5 mos
Carillon Investments, INC
October 1999 - June 2006 · 6 yrs 8 mos
Carillon Investments, INC.Broker
June 1998 - June 2006 · 8 yrs
Lincoln Financial Advisors CorporationBroker
September 1989 - June 1998 · 8 yrs 9 mos
The Lincoln National Life Insurance CompanyBroker
September 1988 - June 1998 · 9 yrs 9 mos
Lincoln National Pension Insurance CompanyBroker
September 1988 - January 1989 · 4 mos
Integrated Resources Equity CorporationBroker
September 1988 - September 1989 · 1 yr
The Planner's Securities Group, INC.Broker
March 1987 - September 1988 · 1 yr 6 mos
Integrated Resources Equity CorporationBroker
June 1986 - September 1989 · 3 yrs 3 mos
The Lincoln National Life Insurance CompanyBroker
May 1986 - June 1998 · 12 yrs 1 mo
Lincoln Financial Advisors CorporationBroker
May 1986 - February 1987 · 9 mos
Lincoln National Pension Insurance CompanyBroker
May 1986 - February 1987 · 9 mos
Nel Equity Services CorporationBroker
May 1984 - June 1986 · 2 yrs 1 mo
Mutual Benefit Financial Service CompanyBroker
August 1983 - May 1984 · 9 mos
Fsc Securities CorporationBroker
February 1983 - July 1983 · 5 mos
Franklin Financial Services CorporationBroker
August 1982 - February 1983 · 6 mos
State Registrations1 state
OH
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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