DV
DV

Douglas Veillette

43 Years of Experience
Glastonbury, CT
1 DisclosureBroker

Douglas Veillette is a registered investment advisor at Ameriprise Financial Services, LLC, based in Glastonbury, CT, with 43 years of industry experience. Douglas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

95 Glastonbury Blvd Ste 216, Glastonbury, CT, 06033-4456

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History

Regulatory History (1)
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Customer Dispute
June 2001
Denied
Employment History
Current Registrations
Ameriprise Financial Services, LLC
March 2012 - Present · 14 yrs 2 mos
Ameriprise Financial Services, LLCBroker
March 2012 - Present · 14 yrs 2 mos
Ameriprise Financial Services, LLC
March 2012 - Present · 14 yrs 2 mos
Previous Registrations
Morgan Stanley Smith Barney LLC
June 2009 - March 2012 · 2 yrs 9 mos
Morgan Stanley Smith BarneyBroker
June 2009 - March 2012 · 2 yrs 9 mos
Citigroup Global Markets INC.Broker
July 1993 - June 2009 · 15 yrs 11 mos
Citigroup Global Markets INC.
January 1991 - June 2009 · 18 yrs 5 mos
Lehman Brothers INC.Broker
March 1984 - July 1993 · 9 yrs 4 mos
Lehman Brothers INC.Broker
May 1982 - July 1993 · 11 yrs 2 mos
State Registrations26 states
ALAZCACOCTDEFLGAIDKSMAMDMEMNMTNCNHNYPARISCTNTXVAVTWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.