JE
JE

James Eller

42 Years of Experience
Chicago, IL
Broker

James Eller is a registered investment advisor at Raymond James & Associates, INC., based in Chicago, IL, with 42 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

120 S Riverside Plaza, Suite 700, Chicago, IL, 60606

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

James owns multiple rental real estate properties. He spends minimal time on these activities, primarily collecting rental income.

Employment History
Current Registrations
Raymond James & Associates, INC.
April 2011 - Present · 15 yrs 1 mo
Raymond James & Associates, INC.
April 2011 - Present · 15 yrs 1 mo
Raymond James & Associates, INC.Broker
April 2011 - Present · 15 yrs 1 mo
Previous Registrations
Howe Barnes Capital Management, INC.
May 2000 - December 2011 · 11 yrs 7 mos
Howe Barnes Hoefer & Arnett, INC.Broker
May 2000 - July 2011 · 11 yrs 2 mos
First Union Securities, INC.Broker
June 1996 - May 2000 · 3 yrs 11 mos
Principal Financial Securities,inc.Broker
September 1994 - June 1996 · 1 yr 9 mos
Hamilton Investments, INC.Broker
March 1992 - September 1994 · 2 yrs 6 mos
Mesirow Investment Services, INC.Broker
December 1986 - May 1990 · 3 yrs 5 mos
Pembroke Clearing CorporationBroker
May 1983 - January 1987 · 3 yrs 8 mos
J. B. Long & CO.Broker
May 1982 - May 1983 · 1 yr
State Registrations42 states
ALARAZCACOCTDCFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMTNCNHNJNVNYOHOKORPARISCSDTNTXVAWAWIWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
James Eller - Financial Advisor | TrueAdvisor