Paul Rosa
Paul Rosa is a CFP-designated registered investment advisor at De Rosa Asset Management, LLC, based in Harker Heights, TX, with 38 years of industry experience. Paul operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 18 clients with $55M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 0.25% |
The firm also offers a performance-based fee to qualified clients, equal to 25% of the annual net gains achieved in a client’s account, subject to an agreed upon benchmark and only where the account performance is positive. The firm may, in its sole discretion, negotiate to charge a lesser fee based upon certain criteria.
Fee Estimator
Location
Harker Heights, TX
Get directionsHistory
Regulatory History (1)
Customer Dispute
September 2002Employment History
Current Registrations
De Rosa Asset Management, LLC
Previous Registrations
Bcg Securities, INC.
Bcg Securities, INC.Broker
LPL Financial LLCBroker
Gateway Advisory, LLC
Nrp Financial, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Smith Barney, Harris Upham & CO., IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.