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William Gallagher

Wells Fargo Advisors
44 Years of Experience
Scottsdale, AZ
1 DisclosureBroker
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William Gallagher is a registered investment advisor at Wells Fargo Advisors, based in Scottsdale, AZ, with 44 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

View Full SEC Brochure

Location

8601 N Scottsdale Rd Ste 150, [Sf-Rbo], Scottsdale, AZ, 85253

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2006
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Wells Fargo Advisors
April 2014 - Present · 12 yrs 6 mos
Wells Fargo Clearing Services, LLCBroker
April 2014 - Present · 12 yrs 6 mos
Previous Registrations
J.P. Morgan Securities LLCBroker
October 2012 - May 2014 · 1 yr 7 mos
J.P. Morgan Securities LLC
October 2012 - May 2014 · 1 yr 7 mos
Chase Investment Services CORP.Broker
July 2005 - October 2012 · 7 yrs 3 mos
Chase Investment Services CORP.
July 2005 - October 2012 · 7 yrs 3 mos
Banc One Securities Corporation
January 2004 - July 2005 · 1 yr 6 mos
Banc One Securities CorporationBroker
January 2004 - July 2005 · 1 yr 6 mos
First Heartland Capital, INC.Broker
August 2001 - January 2004 · 2 yrs 5 mos
Marquis Financial Services, INC.Broker
February 2000 - August 2001 · 1 yr 6 mos
Signator Investors, INC.Broker
August 1982 - February 2000 · 17 yrs 6 mos
John Hancock Mutual Life Insurance CompanyBroker
August 1982 - May 1997 · 14 yrs 9 mos
State Registrations13 states
AZCACOFLGAILINNENVOKORTXWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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