Paul Hennen
Paul Hennen is a registered investment advisor at LPL Financial LLC, based in White Bear Lake, MN, with 43 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
4524 Highway 61 N, White Bear Lake, MN, 55110
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
December 2006Other Business Activities
Paul operates his LPL business under multiple DBAs, including North Oaks Financial Services, Financial Consulting Services, Inc., and North Oaks Wealth Management. He spends about a quarter of his time, including trading hours, on these investment-related activities.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Harbour Investments, INC.
Harbour Investments, INC.Broker
National Securities CorporationBroker
Intersecurities, INC.Broker
Securities Service Network, INC.Broker
First Montauk Securities CORP.Broker
John G. Kinnard and Company, IncorporatedBroker
Iri Securities CorporationBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.