TC
TC
Thomas Connelly
37 Years of Experience
Needham, MA
2 DisclosuresBroker
Thomas Connelly is a registered investment advisor at Wells Fargo Advisors, based in Needham, MA, with 37 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Loading...
Location
197 First Avenue, Suite 160, Needham, MA, 02494
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 1994Settled
Employment Separation After Allegations
May 1984Employment History
Current Registrations
Wells Fargo Advisors
March 2019 - Present · 7 yrs 2 mos
Wells Fargo Advisors Financial Network, LLCBroker
February 2019 - Present · 7 yrs 3 mos
Previous Registrations
Pioneer Institutional Asset Management, INC.
February 2009 - April 2013 · 4 yrs 2 mos
Pioneer Funds Distributor, INC.Broker
December 2008 - April 2013 · 4 yrs 4 mos
Transamerica Capital, INC.Broker
April 2008 - December 2008 · 8 mos
Calamos Financial Services LLCBroker
May 2006 - February 2008 · 1 yr 9 mos
Citigroup Global Markets INC.Broker
July 1993 - May 2006 · 12 yrs 10 mos
Lehman Brothers INC.Broker
July 1990 - July 1993 · 3 yrs
Dean Witter Reynolds INC.Broker
November 1986 - July 1990 · 3 yrs 8 mos
Gilford Securities IncorporatedBroker
February 1985 - October 1986 · 1 yr 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 1982 - May 1984 · 2 yrs
State Registrations4 states
MAMENHRI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.