Thomas Cosgrove is a registered investment advisor, based in Traverse City, MI, with 40 years of industry experience.
Location
945 E. 8th St., Traverse City, MI, 49686
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Regulatory History (5)
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Customer Dispute
February 2003Settled
Regulatory
December 1988Final
Employment Separation After Allegations
December 1987Customer Dispute
September 1987Settled
Regulatory
September 1987Final
Other Business Activities
Thomas is on the Whitewater Township Parks and Recreation Advisory Committee since 2015. He is also the board chairman of the Cosgrove Foundation since 2017, dedicating minimal time to reviewing and making grant decisions.
Employment History
Current Registrations
American Global Wealth Management, INC.Broker
October 2025 - Present · 6 mos
Cf Advisors LLC
January 2024 - Present · 2 yrs 3 mos
Tc Advisors LTD.
January 2018 - Present · 8 yrs 3 mos
Chief Advisors CORP
May 2010 - Present · 15 yrs 11 mos
Previous Registrations
First Asset Financial INC.Broker
July 2006 - December 2025 · 19 yrs 5 mos
Iron Street Securities INC.Broker
March 2001 - July 2006 · 5 yrs 4 mos
Harbay, Kessef & CO.Broker
April 1994 - February 2001 · 6 yrs 10 mos
Al Dubose and AssociatesBroker
March 1993 - December 1993 · 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 1988 - January 1991 · 2 yrs 7 mos
Thomson Mckinnon Securities INC.Broker
June 1982 - January 1988 · 5 yrs 7 mos
State Registrations19 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.