Donna Rivera is a CFP-designated registered investment advisor, based in Salem, NH, with 43 years of industry experience. Donna is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Salem, NH
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Donna is an advisory representative of a Registered Investment Advisor (RIA) since 2012, spending a significant amount of time on this activity. She is also an insurance agent since 2017, but spends minimal time on this.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Axiom Advisors, LLC
Lincoln Financial Securities Corporation
Lincoln Financial Securities CorporationBroker
Polaris Advisory Services INC
Polaris Financial Services, INC.Broker
Nathan & Lewis Securities, INC.Broker
Focus Securities, INC.Broker
Cardell & Associates, IncorporatedBroker
E. F. Hutton & Company INCBroker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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