Stephen Regouby is a CFP-designated registered investment advisor, based in Tulsa, OK, with 44 years of industry experience. Stephen is also registered as a broker, so some compensation may come from commissions on products sold.
Location
6140 South 104 East Avenue, Suite 100, Tulsa, OK, 74133
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Stephen is an investment advisor representative (IAR) with Merit Financial Group and Union Financial Partners, dedicating full-time hours to these roles. He also works as an insurance agent providing insurance advice and as a notary, spending minimal time on each.
Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
Merit Financial Advisors
Previous Registrations
LPL Financial LLCBroker
Avantax Investment Services, INC.Broker
Avantax Advisory Services
1st Global Advisors INC
Union Financial Advisors, INC.
1st Global Capital CORP.Broker
Brokers Transaction Services, INC.Broker
Patterson Icenogle, INC.Broker
Lowry Financial Services CorporationBroker
Connecticut Mutual Financial Services, INC.Broker
Mutual Benefit Financial Service CompanyBroker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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