Mark Gaffney is a registered investment advisor at Gulfstream Capital, based in Nederland, CO, with 16 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management. Their firm serves 73 clients with $84M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1.0M - $2.0M | 1.00% |
| $2.0M - $5.0M | 0.75% |
| $5.0M - $10.0M | 0.70% |
| $10.0M - $25.0M | 0.50% |
| $25.0M - $50.0M | 0.30% |
| $50.0M - $100.0M | 0.25% |
| $100M+ | 0.20% |
Fees are negotiable. The F-4 Strategy has a flat 2% annual fee. Qualified clients may also pay a performance fee of 20% of the profit for a given quarter.
Fee Estimator
Location
Nederland, CO
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Mark is a self-employed financial writer since 2015, dedicating about half of his time to writing articles on investing, hedge funds, and SEC filings analysis. He also owns Gaffney Capital Management, LLC, an independent investment advisory firm, but it has little to no business activity.
Employment History
Current Registrations
Gulfstream Capital
Previous Registrations
Gaffney Capital Management LLC
Diamond Peak Capital LLC
Gaffney Capital Management, INC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.