JD
JD

John Carter Downing

42 Years of Experience
BrokerSells Insurance
Areas of Practice
Retirement PlanningFinancial Planning & CoachingInvestment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
10087 advisors
Number of Clients
584,487 clients
Average Client Portfolio
$280K average
Assets Under Management
$163.8B

Fee Structure

Minimum Investment:$5K
Loading...

Location

141 Union Blvd Ste 350, Lakewood, CO, 80228

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

John sells fixed insurance products with various companies since 1970, dedicating a few hours per week. He also works as an Investment Advisor Representative with Hinds Financial Group and as President of The Down Court Group, Inc., both taking about a quarter of his time and involving financial/investment advisory services and insurance sales/service, respectively.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 8 mos
Hinds Financial Group INC
June 2006 - Present · 19 yrs 8 mos
Cetera Wealth Services, LLC
July 2001 - Present · 24 yrs 7 mos
Cetera Wealth Services, LLCBroker
July 2001 - Present · 24 yrs 7 mos
Previous Registrations
Cetera Advisor Networks LLC
September 2001 - June 2023 · 21 yrs 9 mos
Hinds Financial Group
August 2001 - March 2006 · 4 yrs 7 mos
Securian Financial Services, INC.Broker
August 1997 - August 2001 · 4 yrs
Sun Investment Services CompanyBroker
July 1993 - August 1997 · 4 yrs 1 mo
New England SecuritiesBroker
January 1992 - June 1994 · 2 yrs 5 mos
Philadelphia Financial Advisors, INC.Broker
October 1988 - January 1992 · 3 yrs 3 mos
Green Hill Financial Service CorporationBroker
December 1983 - August 1993 · 9 yrs 8 mos
State Registrations3 states
CACOTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
John Carter Downing - Financial Advisor | TrueAdvisor