John Downing
John Downing is a registered investment advisor at Cetera Investment Advisers LLC, based in Lakewood, CO, with 42 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
141 Union Blvd Ste 350, Lakewood, CO, 80228
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
John sells fixed insurance products with various companies since 1970, dedicating a few hours per week. He also works as an Investment Advisor Representative with Hinds Financial Group and as President of The Down Court Group, Inc., both taking about a quarter of his time and involving financial/investment advisory services and insurance sales/service, respectively.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Hinds Financial Group INC
Cetera Wealth Services, LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Hinds Financial Group
Securian Financial Services, INC.Broker
Sun Investment Services CompanyBroker
New England SecuritiesBroker
Philadelphia Financial Advisors, INC.Broker
Green Hill Financial Service CorporationBroker
State Registrations3 states
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