TB
TB

Thomas Briggs

43 Years of Experience
St. Louis, MO
Broker

Thomas Briggs is a registered investment advisor, based in St. Louis, MO, with 43 years of industry experience.

Location

101 South Hanley Road, Suite 1350, St. Louis, MO, 63105

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Thomas is an investment advisor with Steward Partners Investment Advisory since 2020, but dedicates no time to it currently. He is also the President of Plaza Advisory Group, Inc., a support company, spending minimal time on it.

Employment History
Current Registrations
Steward Partners Investment Solutions, LLCBroker
May 2022 - Present · 4 yrs
Steward Partners Investment Solutions, LLC
May 2022 - Present · 4 yrs
Steward Partners Investment Advisory, LLC
June 2020 - Present · 5 yrs 11 mos
Previous Registrations
Raymond James Financial Services, INC.Broker
June 2020 - May 2022 · 1 yr 11 mos
Royal Alliance Associates, INC.
November 1999 - June 2020 · 20 yrs 7 mos
Plaza Financial Advisors INC
October 1999 - December 2011 · 12 yrs 2 mos
Royal Alliance Associates, INC.Broker
November 1989 - June 2020 · 30 yrs 7 mos
Integrated Resources Equity CorporationBroker
January 1987 - November 1989 · 2 yrs 10 mos
Planvest Capital CorporationBroker
January 1985 - January 1987 · 2 yrs
Equitec Securities CompanyBroker
May 1982 - February 1985 · 2 yrs 9 mos
State Registrations31 states
ALARAZCACOFLGAIAILINKSKYLAMAMDMIMNMONCNJNVNYOHORPATNTXUTVAWAWI
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.