Cindy Rowland
Cindy Rowland is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Cincinnati, OH, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
5905 E Galbraith Rd, Cincinnati, OH, 45236
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Previous Registrations
Morgan Stanley Smith Barney LLC
Morgan Stanley Smith BarneyBroker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
State Farm Vp Management CORP.Broker
Lincoln Financial Distributors, INC.Broker
Enterprise Fund Distributors, INC.Broker
Fsc Securities CorporationBroker
Van Kampen Merritt INC.Broker
First Equity Corporation of FloridaBroker
John Nuveen & CO., IncorporatedBroker
State Registrations32 states
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