AW
AW
Andrew Williams
42 Years of Experience
Tiburon, CA
1 Disclosure
Andrew Williams is a registered investment advisor at Gencap Portfolio Management, based in Tiburon, CA, with 42 years of industry experience. Andrew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 192 clients with $400M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
7 advisors
Number of Clients
192 clients
Average Client Portfolio
$2.1M average
Assets Under Management
$396.3M
Fee Structure
Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 1.10% |
| $2.0M - $5.0M | 0.95% |
| $5.0M - $10.0M | 0.80% |
| $10M+ | 0.65% |
Fees are generally negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Loading...
Location
1100 Mar West Street, Suite C, Tiburon, CA, 94920
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2010Award / Judgment
Employment History
Current Registrations
Gencap Portfolio Management
November 2015 - Present · 10 yrs 6 mos
Previous Registrations
Sanctuary Securities LLCBroker
January 2015 - November 2015 · 10 mos
Sanctuary Wealth Advisors LLC
January 2015 - November 2015 · 10 mos
Charles Schwab & CO., INC.
July 1997 - August 2014 · 17 yrs 1 mo
Charles Schwab & CO., INC.Broker
October 1990 - August 2014 · 23 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1985 - June 1990 · 5 yrs 3 mos
Waddell & Reed, INC.Broker
August 1982 - March 1985 · 2 yrs 7 mos
State Registrations1 state
CA
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.