Carl Apple is a CFP-designated registered investment advisor, based in Nashville, TN, with 43 years of industry experience.
Location
Nashville, TN
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Carl is the President, CIO, and CCO of Apple & Company, Inc., an independent RIA, dedicating nearly full-time hours to this role. He also works as an insurance agent for Apple & Company, spending minimal time servicing existing term policies.
Employment History
Current Registrations
Arete Wealth Management, LLCBroker
Apple & Company, INC.
Previous Registrations
Crown Capital Securities, L.P.Broker
Berthel Fisher & Company Financial Services, INC.
Berthel, Fisher & Company Financial Services, INC.Broker
H. Beck, INC.Broker
Vsr Financial Services, INC.Broker
Commonwealth Financial NetworkBroker
Kavanaugh Securities, INC.Broker
Integrated Resources Equity CorporationBroker
Royal Alliance Associates, INC.Broker
Integrated Resources Equity CorporationBroker
State Registrations7 states
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