Harold Pope
Harold Pope is a CFP-designated registered investment advisor at Osaic Wealth, INC., based in Mattoon, IL, with 42 years of industry experience. Harold operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
1216 Lakeland Blvd, Mattoon, IL, 61938-2249
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Regulatory History (1)
Customer Dispute
January 2000Other Business ActivitiesSells Insurance
Harold works as a financial advisor under Securities America Advisors, Inc., dedicating about a quarter of his time. He also engages in retail insurance sales and is a licensed minister, each taking a few hours per week, and owns a rental property, requiring minimal time.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Securities America Advisors, INC.
Securities America, INC.Broker
Securities America, INC.Broker
Royal Alliance Associates, INC.Broker
Integrated Resources Equity CorporationBroker
John Hancock Mutual Life Insurance CompanyBroker
John Hancock Distributors, INC.Broker
Midstate Investments & Securities, INC.Broker
Clayton Brokerage CO. of St. Louis, INC.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.