Aaron Schroeder
Aaron Schroeder is a registered investment advisor at Farmingbury Financial Services, LLC, based in Wolcott, CT, with 26 years of industry experience. Aaron operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 52 clients with $7.8M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Farmingbury Financial Services offers investment management, often by referring clients to third-party advisors. If your investments are managed by a third-party advisor like Matson Money or Efficient Advisors, the annual fees paid to Farmingbury range from 0.25% to 1.25% of your assets under management. These fees are negotiable. If Farmingbury manages your investments directly, annual fees range up to 1.00% and are also negotiable. Fees are charged quarterly. You are also responsible for custodian fees and brokerage commissions.
Location
724 Wolcott Road, P.O. Box 6155, Wolcott, CT, 06716
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Aaron is a Connecticut licensed insurance producer since 1981. He spends less than half his time on this activity, and some of that time may occur during trading hours.
Employment History
Current Registrations
Farmingbury Financial Services, LLC
Previous Registrations
Summit Capital Advisors, LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.