Mathias Rick
Mathias Rick is a ChFC-designated registered investment advisor at MML Investors Services, LLC, based in Indian Trail, NC, with 44 years of industry experience. Mathias is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
Indian Trail, NC
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Mathias is an independent insurance agent selling property & casualty and Medicare-related products since 2016, dedicating minimal time to these activities. He also serves as Treasurer/Board Services for the Charlotte St. Patrick's Day Committee, spending about 10-20% of his time on this role.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
MML Investors Services, LLC
Previous Registrations
Msi Financial Services, INC.
Msi Financial Services, INC.Broker
First Investors Advisory Services, LLC
First Investors CorporationBroker
First Investors CorporationBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Joseph Small, CFPStrategic Advisers LLC
- Marc Blount, ChFCStrategic Advisers LLC