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Kenneth Kirkeby

Lombard Advisers Incorporated
43 Years of Experience
Bridgeport, TX
1 DisclosureBroker
View SEC Summary
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Kenneth Kirkeby is a registered investment advisor at Lombard Advisers Incorporated, based in Bridgeport, TX, with 43 years of industry experience. Kenneth is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Investment Management, Retirement Planning. Their firm serves 985 clients with $670M in assets under management.

Lombard Advisers Incorporated
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
34 advisors
Number of Clients
985 clients
Average Client Portfolio
$680K average
Assets Under Management
$669.8M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.70%
$1.0M - $3.0M1.00%
$3.0M - $10.0M0.75%
$10M+0.75%

Fees are negotiable and may be lower based on various criteria.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1111 Halsell Street, Bridgeport, TX, 76426

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History

Regulatory History (1)
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Criminal
September 2003
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Kenneth raises and trains horses as the owner, trainer, and laborer of True Appaloosas, spending approximately 60 hours per month on this activity. He also writes articles related to hunting and fishing for outdoor magazines and is a trustee of the Paul M. Yaniga Memorial Irrevocable Trust.

Employment History
Current Registrations
Lombard Securities IncorporatedBroker
September 2020 - Present · 6 yrs 1 mo
Lombard Advisers Incorporated
September 2020 - Present · 6 yrs 1 mo
Previous Registrations
Private Client Services, LLC
March 2019 - August 2020 · 1 yr 5 mos
Private Client Services, LLCBroker
March 2019 - August 2020 · 1 yr 5 mos
Private Client Services, LLC
March 2019 - March 2019 · 0 mos
Thornhill Securities, INC.
June 2009 - March 2019 · 9 yrs 9 mos
Thornhill Securities, INC.Broker
January 2009 - March 2019 · 10 yrs 2 mos
LPL Financial Corporation
May 2008 - March 2009 · 10 mos
LPL Financial CorporationBroker
May 2008 - March 2009 · 10 mos
Next Financial Group, INC.Broker
May 2006 - June 2008 · 2 yrs 1 mo
Next Financial Group, INC.
May 2006 - June 2008 · 2 yrs 1 mo
Wachovia Securities Financial Network, LLCBroker
April 2006 - May 2006 · 1 mo
Wachovia Securities Financial Network, LLC
April 2006 - May 2006 · 1 mo
Raymond James Financial Services
February 2003 - May 2006 · 3 yrs 3 mos
Raymond James Financial Services, INC.Broker
January 2003 - May 2006 · 3 yrs 4 mos
RBC Dain Rauscher INC.
May 2002 - February 2003 · 9 mos
RBC Dain Rauscher INC.Broker
March 2002 - February 2003 · 11 mos
Tucker Anthony IncorporatedBroker
November 1998 - March 2002 · 3 yrs 4 mos
Janney Montgomery Scott INC.Broker
May 1987 - November 1998 · 11 yrs 6 mos
Tucker, Anthony & R. L. Day, INC.Broker
August 1984 - May 1987 · 2 yrs 9 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
April 1984 - July 1984 · 3 mos
American Eagle Securities, INC.Broker
March 1983 - February 1984 · 11 mos
Verrilli Altschuler Schwartz INC.Broker
March 1983 - April 1983 · 1 mo
State Registrations12 states
CACTFLGAMAMEMONJNYPATXVA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
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Kenneth Kirkeby - Financial Advisor | TrueAdvisor