David Shepard
David Shepard is a registered investment advisor at LPL Financial LLC, based in San Diego, CA, with 40 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
4707 Executive Dr, San Diego, CA, 92121-3091
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David operates his LPL business through Kendall Financial Consultants, dedicating nearly all of his time to it. He also sells non-variable insurance products, spending a few hours per week on this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Asset Strategy Retirement Consultants, LLC
Triad Advisors, INC.Broker
NFP Securities, INC.Broker
Scudder Financial Services, INC.Broker
Scudder Investor Services, INC.Broker
G.R. Stuart & Company, INC.Broker
Financial Securities Network,inc.Broker
First Affiliated Securities, INC.Broker
Pfg Securities, INC.Broker
Dean Witter Reynolds INC.Broker
Ur Financial, INC.Broker
The Equitable Life Assurance Society of the United StatesBroker
Blinder, Robinson & Co.,inc.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.