YG
YG
Yitzchok Goodman
43 Years of Experience
Brooklyn, NY
6 DisclosuresBrokerSells Insurance
Yitzchok Goodman is a registered investment advisor, based in Brooklyn, NY, with 43 years of industry experience.
Location
Brooklyn, NY
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Regulatory History (6)
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Employment Separation After Allegations
August 2018Customer Dispute
December 2010Settled
Customer Dispute
March 2008Settled
Customer Dispute
May 2005Settled
Customer Dispute
December 2002Award / Judgment
Customer Dispute
July 1995Award / Judgment
Other Business ActivitiesSells Insurance
Yitzchok is an insurance agent with B. Riley Wealth Insurance since 2022. This activity involves insurance sales and takes minimal time.
Employment History
Current Registrations
B. Riley Wealth Management
July 2022 - Present · 3 yrs 10 mos
B. Riley Wealth ManagementBroker
July 2022 - Present · 3 yrs 10 mos
B. Riley Wealth Advisors, INC.
April 2019 - Present · 7 yrs 1 mo
Previous Registrations
National Securities CorporationBroker
March 2019 - July 2022 · 3 yrs 4 mos
Morgan Stanley
June 2009 - September 2018 · 9 yrs 3 mos
Morgan StanleyBroker
June 2009 - September 2018 · 9 yrs 3 mos
Citigroup Global Markets INC.
October 1993 - June 2009 · 15 yrs 8 mos
Citigroup Global Markets INC.Broker
July 1993 - June 2009 · 15 yrs 11 mos
Lehman Brothers INC.Broker
May 1984 - July 1993 · 9 yrs 2 mos
Advest, INC.Broker
June 1982 - June 1984 · 2 yrs
State Registrations10 states
CACOCTFLMDMINJNYOHPA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.