JM
JM

John Miller

42 Years of Experience
Ft. Lauderdale, FL
2 DisclosuresBrokerSells Insurance

John Miller is a registered investment advisor at Kovack Advisors, INC., based in Ft. Lauderdale, FL, with 42 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 14,305 clients with $5.5B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
259 advisors
Number of Clients
14,305 clients
Average Client Portfolio
$387K average
Assets Under Management
$5.5B

Fee Structure

Kovack Advisors charges an annual fee based on a percentage of the value of your investments. The maximum annual fee is 2.90%. Fees are negotiable and may be calculated as a flat percentage or on a tiered schedule. Fees are billed quarterly or monthly in advance. You are responsible for brokerage commissions and other transactional costs unless your advisor negotiates to cover ticket charges, which may result in a higher overall advisory fee.

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Location

6451 N. Federal Hwy, Suite 1201, Ft. Lauderdale, FL, 33308

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2005
Settled
Customer Dispute
February 2005
Denied
Other Business ActivitiesSells Insurance

John chairs the Endowments Committee for First Presbyterian Church, spending a few hours per week reviewing funding requests. He also occasionally sells term life insurance and fixed annuities, dedicating minimal time to this activity.

Employment History
Current Registrations
Kovack Advisors, INC.
August 2006 - Present · 19 yrs 9 mos
Kovack Securities INC.Broker
April 2005 - Present · 21 yrs 1 mo
Previous Registrations
Rk Advisors
April 2005 - August 2006 · 1 yr 4 mos
Raymond James Financial Services
January 2004 - April 2005 · 1 yr 3 mos
Raymond James Financial Services, INC.Broker
June 1999 - April 2005 · 5 yrs 10 mos
Fifth Third Securities, INC.Broker
July 1995 - July 1999 · 4 yrs
Banc One Securities CorporationBroker
November 1992 - July 1995 · 2 yrs 8 mos
Wheat, First Securities, INC.Broker
August 1989 - January 1992 · 2 yrs 5 mos
Mitchell Hutchins Asset Management INC.Broker
July 1982 - August 1989 · 7 yrs 1 mo
State Registrations12 states
CACTFLNCNJNYOHPASCTXVAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
John Miller - Financial Advisor | TrueAdvisor