Barry Rothenberg is a registered investment advisor at Morgan Stanley, based in Bal Harbour, FL, with 43 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
Bal Harbour, FL
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.Broker
August 2004 - June 2009 · 4 yrs 10 mos
Citigroup Global Markets INC.
August 2004 - June 2009 · 4 yrs 10 mos
Morgan Stanley
June 2003 - August 2004 · 1 yr 2 mos
Morgan Stanley Dw INC.Broker
July 1985 - August 2004 · 19 yrs 1 mo
Philips, Appel & Walden, INC.Broker
December 1984 - June 1985 · 6 mos
The Equitable Life Assurance Society of the United StatesBroker
August 1982 - January 1985 · 2 yrs 5 mos
State Registrations28 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.