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Michael Moss

Independent Financial Group, LLC
43 Years of Experience
Reno, NV
2 DisclosuresBrokerSells Insurance
View SEC Summary
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Michael Moss is a registered investment advisor at Independent Financial Group, LLC, based in Reno, NV, with 43 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 44,045 clients with $11B in assets under management.

Independent Financial Group, LLC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
538 advisors
Number of Clients
44,045 clients
Average Client Portfolio
$257K average
Assets Under Management
$11.3B

Fee Structure

Minimum Investment:$5K
Planning is included in investment management (also available separately)

IFG offers investment management through various programs, including AccessPoint, Custom Asset Management, and Third Party Asset Managers. Fees are based on a percentage of the value of your account and are negotiable. Transaction charges may also apply. The maximum advisory fee is 3.00% per year. IFG and its IARs may receive additional compensation from product sponsors, which creates a conflict of interest.

View Full SEC Brochure

Location

1495 Ridgeview Drive, Suite 220, Reno, NV, 89519

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2009
Closed-No Action
Customer Dispute
February 2002
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Michael is a 50% owner and officer/director of M Group Advisors LLC, a business entity used to market securities, advisory, and insurance business. He spends minimal time on this activity.

Employment History
Current Registrations
Independent Financial Group, LLC
January 2015 - Present · 11 yrs 4 mos
Independent Financial Group, LLCBroker
January 2015 - Present · 11 yrs 4 mos
Previous Registrations
First Allied Advisory Services, INC.
July 2012 - January 2015 · 2 yrs 6 mos
First Allied Securities, INC.
January 2011 - July 2012 · 1 yr 6 mos
First Allied Securities, INC.Broker
January 2011 - January 2015 · 4 yrs
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2005 - January 2011 · 5 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2005 - January 2011 · 5 yrs 9 mos
Wells Fargo Investments, LLC
February 2005 - April 2005 · 2 mos
Wells Fargo Investments, LLCBroker
December 2000 - April 2005 · 4 yrs 4 mos
Wells Fargo Brokerage Services, L.L.C.Broker
December 2000 - August 2002 · 1 yr 8 mos
Wells Fargo Securities INC.Broker
February 1999 - May 2001 · 2 yrs 3 mos
Wells Fargo Brokerage Services, L.L.C.Broker
January 1998 - December 2000 · 2 yrs 11 mos
Laughlin Group Advisors, INC.Broker
February 1995 - December 1997 · 2 yrs 10 mos
U.S. Bancorp SecuritiesBroker
March 1993 - January 1995 · 1 yr 10 mos
Essex National Securities, INC.Broker
July 1991 - February 1993 · 1 yr 7 mos
Waddell & Reed, INC.Broker
January 1986 - July 1991 · 5 yrs 6 mos
Waddell & Reed, INC.Broker
July 1982 - July 1991 · 9 yrs
State Registrations8 states
AZCAIDNVNYORSCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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