James Norris
James Norris is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Ashland, KY, with 43 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.
Location
1000 Ashland Drive, Suite 305, Ashland, KY, 41101
Get directionsHistory
Regulatory History (2)
Customer Dispute
April 2024Criminal
May 1979Other Business Activities
James is an investment committee member for First Presbyterian Church, a fiduciary for the Norris Irrevocable Trust, and involved with The Profiteers Investment Club. He also serves on the board of Bellefonte Country Club and Neighbors Helping Neighbors, INC, focusing on financial matters and investments, dedicating minimal time to each activity.
Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
Robert W. Baird & CO. IncorporatedBroker
Previous Registrations
J.J.B. Hilliard, W.L. Lyons, LLC
J.J.B. Hilliard, W.L. Lyons, LLCBroker
J.C. Bradford & CO.Broker
Brokers Exchange, INC.Broker
State Registrations32 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.