Mitchell Hesen
Mitchell Hesen is a CFP, ChFC-designated registered investment advisor at Hesen & Haslam, based in Woodland Hills, CA, with 43 years of industry experience. Mitchell operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 269 clients with $280M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Hesen & Haslam offers investment management through wrap fee programs. The fees for these services are described in a separate brochure. They also offer referrals to third-party money managers, where fees will not exceed 3.00% annually, with a portion paid to Hesen & Haslam. The specific fee arrangement is detailed in the third-party manager's agreement.
Location
21031 Ventura Blvd, Ste 424, Woodland Hills, CA, 91364
Get directionsHistory
Regulatory History (1)
Customer Dispute
May 2006Other Business ActivitiesSells Insurance
Mitchell operates his LPL business through Hasen & Haslam and provides investment advisory services through Hesen & Haslam, LLC, spending nearly full-time on these activities. He also sells life and long-term care insurance, dedicating about 10-20% of his time to this.
Employment History
Current Registrations
Hesen & Haslam
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Hesen & Haslam
New England Securities Corporation
New England SecuritiesBroker
Cigna Securities, INC.Broker
Associated Planners Securities CorporationBroker
Warner Beck IncorporatedBroker
North American Management, INC.Broker
State Registrations28 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.