TrueAdvisor
TrueAdvisor
MH
CFP · ChFC
MH
CFP · ChFC

Mitchell Hesen

Hesen & Haslam
44 Years of Experience
Woodland Hills, CA
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Mitchell Hesen is a CFP, ChFC-designated registered investment advisor at Hesen & Haslam, based in Woodland Hills, CA, with 44 years of industry experience. Mitchell is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Annuities, Business Owners, Charitable Giving, Education Planning, and 8 more. Their firm serves 269 clients with $280M in assets under management.

Hesen & Haslam
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2 advisors
Number of Clients
269 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$283.7M

Fee Structure

Minimum Investment:$15K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any3.00%

Fees are negotiable and vary by program, up to a maximum of 3.00% annually depending on the specific LPL sponsored advisory program chosen.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

21031 Ventura Blvd, Ste 424, Woodland Hills, CA, 91364

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History

Regulatory History (1)
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Customer Dispute
May 2006
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Mitchell operates his LPL business through Hasen & Haslam and provides investment advisory services through Hesen & Haslam, LLC, spending nearly full-time on these activities. He also sells life and long-term care insurance, dedicating about 10-20% of his time to this.

Employment History
Current Registrations
Hesen & Haslam
January 2018 - Present · 8 yrs 9 mos
LPL Financial LLC
May 2014 - Present · 12 yrs 5 mos
LPL Financial LLC
May 2014 - Present · 12 yrs 5 mos
LPL Financial LLCBroker
May 2014 - Present · 12 yrs 5 mos
Previous Registrations
Hesen & Haslam
March 2017 - December 2017 · 9 mos
New England Securities Corporation
July 1997 - June 2014 · 16 yrs 11 mos
New England SecuritiesBroker
June 1988 - June 2014 · 26 yrs
Cigna Securities, INC.Broker
September 1987 - June 1988 · 9 mos
Associated Planners Securities CorporationBroker
December 1985 - September 1987 · 1 yr 9 mos
Warner Beck IncorporatedBroker
February 1983 - January 1986 · 2 yrs 11 mos
North American Management, INC.Broker
September 1982 - November 1983 · 1 yr 2 mos
State Registrations28 states
AZCACOFLGAHIIAIDILINMAMDMOMSNDNHNJNMNVNYORPASCTNTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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