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Jay Champlain

Golden State Wealth Management, LLC
44 Years of Experience
Santa Monica, CA
3 DisclosuresBroker
View SEC Summary
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Jay Champlain is a registered investment advisor at Golden State Wealth Management, LLC, based in Santa Monica, CA, with 44 years of industry experience. Jay is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 6 more. Their firm serves 4,192 clients with $2.2B in assets under management.

Golden State Wealth Management, LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
48 advisors
Number of Clients
4,192 clients
Average Client Portfolio
$529K average
Assets Under Management
$2.2B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Maximum annual fee for asset management and comprehensive portfolio management will not exceed 2.00%. Fees are negotiable and billed quarterly in advance. Different programs custodied with LPL Financial have separate maximum fee caps ranging up to 2.95%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

730 Arizona Avenue, Suite 221, Santa Monica, CA, 90401

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2018
Denied
Customer Dispute
May 2002
Denied
Customer Dispute
August 2000
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Jay spends full-time hours on Champlain Wealth Advisors as a DBA for LPL business and providing investment advisory services through Golden State Wealth Management, LLC. He also serves as a board member for Harbor Med Tech, Inc., dedicating minimal time to this role.

Employment History
Current Registrations
Golden State Wealth Management, LLC
November 2016 - Present · 9 yrs 11 mos
LPL Financial LLCBroker
November 2016 - Present · 9 yrs 11 mos
LPL Financial LLC
November 2016 - Present · 9 yrs 11 mos
Previous Registrations
Ameriprise Financial Services, INC.
December 1997 - November 2016 · 18 yrs 11 mos
American Express Service CorporationBroker
April 1992 - December 1994 · 2 yrs 8 mos
Ids Securities CORP.Broker
July 1986 - December 1986 · 5 mos
Ids Life Insurance CompanyBroker
March 1983 - July 2006 · 23 yrs 4 mos
Ameriprise Financial Services, INC.Broker
January 1983 - November 2016 · 33 yrs 10 mos
Ids Financial Services INC.Broker
January 1983 - December 1986 · 3 yrs 11 mos
Borden Securities CompanyBroker
July 1982 - October 1983 · 1 yr 3 mos
State Registrations19 states
ALAZCACOFLGAIDLAMEMONJNMNVNYORSCTNTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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