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William Romeo
43 Years of Experience
Coconut Creek, FL
1 DisclosureBrokerSells Insurance
William Romeo is a registered investment advisor, based in Coconut Creek, FL, with 43 years of industry experience.
Location
Coconut Creek, FL
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Regulatory History (1)
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Customer Dispute
April 2013Withdrawn
Other Business ActivitiesSells Insurance
William is an Investment Advisor Representative at Beam Wealth Advisors Inc DBA Finestplan LLC, dedicating full-time hours to assisting clients with their investment goals. He also works as a secretary for Romeo Transcription, spending minimal time reviewing activities, and sells fixed/traditional insurance products as an agent, dedicating a few hours per week.
Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
May 2022 - Present · 4 yrs 2 mos
Beam Wealth Advisors, INC.
February 2003 - Present · 23 yrs 5 mos
Previous Registrations
Securities America, INC.Broker
July 2015 - April 2022 · 6 yrs 9 mos
LPL Financial LLCBroker
September 2009 - July 2015 · 5 yrs 10 mos
Mutual Service CorporationBroker
March 1999 - September 2009 · 10 yrs 6 mos
Mutual Service Corporation
March 1999 - December 2003 · 4 yrs 9 mos
Titan/value Equities Group, INC.Broker
November 1993 - March 1999 · 5 yrs 4 mos
G. R. Phelps & CO., INC.Broker
July 1990 - December 1993 · 3 yrs 5 mos
Travelers Equities Sales, INC.Broker
October 1988 - June 1990 · 1 yr 8 mos
North American Investment CORP.Broker
April 1983 - July 1988 · 5 yrs 3 mos
First Investors CorporationBroker
August 1982 - April 1983 · 8 mos
State Registrations5 states
CTFLGANDNY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.