William Romeo
William Romeo is a registered investment advisor, based in Coconut Creek, FL, with 43 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Coconut Creek, FL
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Regulatory History (1)
Customer Dispute
April 2013Other Business ActivitiesSells Insurance
William is an Investment Advisor Representative at Beam Wealth Advisors Inc DBA Finestplan LLC, dedicating full-time hours to assisting clients with their investment goals. He also works as a secretary for Romeo Transcription, spending minimal time reviewing activities, and sells fixed/traditional insurance products as an agent, dedicating a few hours per week.
Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
Beam Wealth Advisors, INC.
Previous Registrations
Securities America, INC.Broker
LPL Financial LLCBroker
Mutual Service CorporationBroker
Mutual Service Corporation
Titan/value Equities Group, INC.Broker
G. R. Phelps & CO., INC.Broker
Travelers Equities Sales, INC.Broker
North American Investment CORP.Broker
First Investors CorporationBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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