Edwin Klein
Edwin Klein is a registered investment advisor at Osaic Wealth, INC., based in Aberdeen, WA, with 43 years of industry experience. Edwin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
405 W Heron Street, Aberdeen, WA, 98520
Get directionsHistory
Regulatory History (2)
Customer Dispute
May 2004Customer Dispute
April 2004Other Business ActivitiesSells Insurance
Edwin is an insurance agent with an active LLC, though it is not currently being used. He dedicates minimal time to his retail annuity business.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Kestra Investment Services, LLCBroker
Kestra Private Wealth Services, LLC
D.A. Davidson & CO.
D.A. Davidson & CO.Broker
Piper Jaffray INC.Broker
Foster & Marshall/american Express INC.Broker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.