Richard Rodman is a registered investment advisor at Iam Advisory LLC, based in Scotch Plains, NJ, with 39 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 1,591 clients with $700M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IAM Advisory's wealth management fees range from 0.50% to 2.00% annually, based on the scope and complexity of services, the level of assets managed, and the overall relationship. There is a $250 minimum annual fee. Fees are based on the average daily balance of assets under management and are paid monthly.
Location
Scotch Plains, NJ
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Richard is the sole proprietor of RSR Consulting, LLC, overseeing financing of equipment for a long-haul automobile carrier. He also operates a sole proprietorship as a financial author, dedicating minimal time to writing published books.
Employment History
Current Registrations
Iam Advisory LLC
Previous Registrations
Royal Alliance Associates, INC.Broker
Investment Advisors Asset Management, LLC
Second Opinion Financial Services,llc
Investment Advisors & Consultants, INC.Broker
State Registrations1 state
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