DH
DH

Donald Horras

43 Years of Experience
Fort Lauderdale, FL
8 DisclosuresBroker

Donald Horras is a registered investment advisor at Raymond James & Associates, INC., based in Fort Lauderdale, FL, with 43 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

201 E. Las Olas Blvd., Suite 1630, Fort Lauderdale, FL, 33301

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History

Regulatory History (8)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2012
Denied
Regulatory
July 2007
Final
Customer Dispute
July 2006
Settled
Customer Dispute
April 2004
Award / Judgment
Customer Dispute
November 2003
Denied
Customer Dispute
December 2002
Denied
Customer Dispute
October 2002
Settled
Customer Dispute
February 1992
Settled
Employment History
Current Registrations
Raymond James & Associates, INC.
November 2012 - Present · 13 yrs 8 mos
Raymond James & Associates, INC.Broker
November 2012 - Present · 13 yrs 8 mos
Previous Registrations
Morgan Stanley
July 2009 - November 2012 · 3 yrs 4 mos
Morgan StanleyBroker
June 2009 - November 2012 · 3 yrs 5 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
August 1995 - April 2007 · 11 yrs 8 mos
Morgan Stanley Dw INC.Broker
July 1995 - April 2007 · 11 yrs 9 mos
Smith Barney INC.Broker
July 1993 - July 1995 · 2 yrs
Lehman Brothers INC.Broker
February 1988 - July 1993 · 5 yrs 5 mos
E. F. Hutton & Company INCBroker
July 1985 - February 1988 · 2 yrs 7 mos
Bevill, Bresler & Schulman IncorporatedBroker
July 1984 - April 1985 · 9 mos
First Interregional Equity CORP.Broker
August 1982 - July 1984 · 1 yr 11 mos
State Registrations28 states
ALAZCACOCTFLGAIAILKYMAMDMEMIMNNCNHNJNVNYOHPASCTXVAVTWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Donald Horras - Financial Advisor | TrueAdvisor