Eliot Rosenberg
Eliot Rosenberg is a ChFC-designated registered investment advisor at Calton & Associates, INC., based in Tallahassee, FL, with 43 years of industry experience. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 1 more. Their firm serves 5,283 clients with $1.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Calton charges a percentage of your portfolio for investment management, up to 2.60% annually. This fee may be negotiable. The exact fee depends on the representative managing your account and the program you select. You may also incur additional fees from third-party money managers. Calton bills quarterly, either in advance or arrears. You can terminate the agreement with 30 days' notice, and any unearned fees will be refunded. Some clients may be charged performance-based fees.
Location
1876 Eider Ct., Suite B, Tallahassee, FL, 32308
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Eliot owns The Rosenberg Financial Group, LLC, which conducts business through Calton & Associates, Inc. including life insurance, and Rosenberg Alvis Ambrose Wealth Management, both offering financial services and insurance; these activities take up nearly all of Eliot's time. Eliot is also a member of Lifepoint Church's finance committee, dedicating minimal time to this role.
Employment History
Current Registrations
Calton & Associates, INC.
Calton & Associates, INC.Broker
Previous Registrations
Home Life Insurance CompanyBroker
W. S. Griffith & CO., INC.Broker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.