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ChFC
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ChFC

Eliot Rosenberg

Calton & Associates, INC.
43 Years of Experience
Tallahassee, FL
BrokerSells Insurance
View SEC Summary
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Eliot Rosenberg is a ChFC-designated registered investment advisor at Calton & Associates, INC., based in Tallahassee, FL, with 43 years of industry experience. Eliot is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 5,283 clients with $1.6B in assets under management.

Calton & Associates, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
229 advisors
Number of Clients
5,283 clients
Average Client Portfolio
$298K average
Assets Under Management
$1.6B

Fee Structure

Minimum Investment:$50K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.60%

Fees are up to 2.60% and may be negotiable depending on the client, representative, and program selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1876 Eider Ct., Suite B, Tallahassee, FL, 32308

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Eliot owns The Rosenberg Financial Group, LLC, which conducts business through Calton & Associates, Inc. including life insurance, and Rosenberg Alvis Ambrose Wealth Management, both offering financial services and insurance; these activities take up nearly all of Eliot's time. Eliot is also a member of Lifepoint Church's finance committee, dedicating minimal time to this role.

Employment History
Current Registrations
Calton & Associates, INC.
June 2004 - Present · 22 yrs 4 mos
Calton & Associates, INC.Broker
January 1990 - Present · 36 yrs 9 mos
Previous Registrations
Home Life Insurance CompanyBroker
November 1982 - February 1990 · 7 yrs 3 mos
W. S. Griffith & CO., INC.Broker
November 1982 - February 1990 · 7 yrs 3 mos
State Registrations19 states
ALCOFLGAILMAMDMOMSMTNCOHOKPASCTNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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