Roger Sulhoff
Roger Sulhoff is a registered investment advisor at Ameriprise Financial Services, LLC, based in Gainesville, GA, with 43 years of industry experience. Roger operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
329 Oak St Ste 202, Gainesville, GA, 30501
Get directionsHistory
Regulatory History (4)
Customer Dispute
May 2014Customer Dispute
March 2013Customer Dispute
February 2008Customer Dispute
January 2001Other Business Activities
Roger is a managing member of NancyE III, LLC and owner of NancyE IV, LLC, both Georgia corporations. He also owns Yachtsman Capital Resources, a pass-through corporation for tax reporting and real estate holding; these activities each require minimal time.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
The Strategic Financial Alliance
The Strategic Financial Alliance, INC.Broker
The Strategic Financial Alliance
Oneamerica Securities, INC.
Oneamerica Securities, INC.Broker
American General Securities IncorporatedBroker
Sunamerica Securities, INC.Broker
Ifg Network Securities, INC.Broker
Planned Investments INC.Broker
Ifg Network Securities, INC.Broker
First American National Securities, INC.Broker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.