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Dennis Marach

43 Years of Experience
Schaumburg, IL
1 DisclosureBrokerSells Insurance

Dennis Marach is a registered investment advisor at LPL Financial LLC, based in Schaumburg, IL, with 43 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

1901 N. Roselle Rd, Ste 800, Schaumburg, IL, 60195

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 1991
Settled
Other Business ActivitiesSells Insurance

Dennis is involved in outside insurance activities since 2005 and real estate rental since 2006. He also writes non-variable life insurance, dedicating minimal time to it, and provides tax preparation/accounting services through Marach Financial, spending a few hours per week.

Employment History
Current Registrations
LPL Financial LLC
January 2006 - Present · 20 yrs 8 mos
LPL Financial LLCBroker
January 2006 - Present · 20 yrs 8 mos
Previous Registrations
Citigroup Global Markets INC.
October 2000 - February 2006 · 5 yrs 4 mos
Citigroup Global Markets INC.Broker
August 2000 - February 2006 · 5 yrs 6 mos
Banc One Securities CorporationBroker
February 1999 - August 2000 · 1 yr 6 mos
First Chicago Nbd Investment Services, INC.Broker
March 1996 - February 1999 · 2 yrs 11 mos
Essex National Securities, INC.Broker
January 1995 - March 1996 · 1 yr 2 mos
Hamilton Investments, INC.Broker
October 1994 - February 1995 · 4 mos
Fn Investment CenterBroker
May 1990 - October 1994 · 4 yrs 5 mos
Shearson Lehman Hutton INC.Broker
March 1988 - June 1990 · 2 yrs 3 mos
Dean Witter Reynolds INC.Broker
October 1983 - March 1988 · 4 yrs 5 mos
Pps Securities CORP.Broker
April 1983 - December 1983 · 8 mos
Ogilvie & Taylor Securities CorporationBroker
March 1983 - June 1983 · 3 mos
Home Life Equity Sales CORP.Broker
July 1982 - October 1983 · 1 yr 3 mos
State Registrations17 states
ARAZCAFLILINLAMONCNMORSCTNTXUTVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.