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Dennis Marach

LPL Financial LLC
44 Years of Experience
Schaumburg, IL
1 DisclosureBrokerSells Insurance
View SEC Summary
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Dennis Marach is a registered investment advisor at LPL Financial LLC, based in Schaumburg, IL, with 44 years of industry experience. Dennis is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1901 N. Roselle Rd, Ste 800, Schaumburg, IL, 60195

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 1991
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Dennis is involved in outside insurance activities since 2005 and real estate rental since 2006. He also writes non-variable life insurance, dedicating minimal time to it, and provides tax preparation/accounting services through Marach Financial, spending a few hours per week.

Employment History
Current Registrations
LPL Financial LLC
January 2006 - Present · 20 yrs 9 mos
LPL Financial LLCBroker
January 2006 - Present · 20 yrs 9 mos
Previous Registrations
Citigroup Global Markets INC.
October 2000 - February 2006 · 5 yrs 4 mos
Citigroup Global Markets INC.Broker
August 2000 - February 2006 · 5 yrs 6 mos
Banc One Securities CorporationBroker
February 1999 - August 2000 · 1 yr 6 mos
First Chicago Nbd Investment Services, INC.Broker
March 1996 - February 1999 · 2 yrs 11 mos
Essex National Securities, INC.Broker
January 1995 - March 1996 · 1 yr 2 mos
Hamilton Investments, INC.Broker
October 1994 - February 1995 · 4 mos
Fn Investment CenterBroker
May 1990 - October 1994 · 4 yrs 5 mos
Shearson Lehman Hutton INC.Broker
March 1988 - June 1990 · 2 yrs 3 mos
Dean Witter Reynolds INC.Broker
October 1983 - March 1988 · 4 yrs 5 mos
Pps Securities CORP.Broker
April 1983 - December 1983 · 8 mos
Ogilvie & Taylor Securities CorporationBroker
March 1983 - June 1983 · 3 mos
Home Life Equity Sales CORP.Broker
July 1982 - October 1983 · 1 yr 3 mos
State Registrations18 states
ARAZCAFLILINLAMONCNMNVORSCTNTXUTVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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