Dennis Walker
Dennis Walker is a registered investment advisor at Walker Asset Management, LLC, based in Verona, MO, with 43 years of industry experience. Dennis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 192 clients with $280M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Walker Asset Management (WAM) provides investment management services through a wrap fee program. The fees and expenses for this program are detailed in a separate brochure. WAM also offers investment advisory services where fees are negotiated in advance, generally ranging from 0.50% to 1.50% depending on the complexity of the engagement. These fees are based on the services provided, not the amount of assets managed, and are deducted from client accounts quarterly.
Location
Verona, MO
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Regulatory History (3)
Regulatory
February 2015Regulatory
July 2014Employment Separation After Allegations
July 2013Employment History
Current Registrations
Walker Asset Management, LLC
Previous Registrations
Signalpoint Capital Management, LLC
Signalpoint Asset Management LLC
Wells Fargo Advisors Financial Network, LLCBroker
Wells Fargo Advisors Financial Network, LLC
Morgan Stanley
Morgan Stanley Dw INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.