James Calvert
James Calvert is a registered investment advisor at LPL Financial LLC, based in Marietta, OH, with 43 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Marietta, OH
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James operates The Money Foundation as a DBA for his LPL business since 2005. He is also an agent for Calvert & Associates Insurance Agency Inc., selling life, fixed annuity, and health insurance products, dedicating a few hours per week.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
LPL Financial LLC
Previous Registrations
H. Beck, INC.
H. Beck, INC.Broker
Fsc Securities Corporation
Fsc Securities CorporationBroker
Walnut Street Securities, INC.Broker
New England SecuritiesBroker
Mutual Benefit Financial Service CompanyBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.