Robert Oftring
Robert Oftring is a registered investment advisor at Capitol Securities Management, INC., based in Worcester, MA, with 43 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 3,745 clients with $1.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
CSM charges a percentage of your portfolio each year for investment advisory advice. The maximum advisory fee is 2.0% per year. The fee is paid in advance, on a quarterly or monthly basis. The amount you pay will reduce any money you make on your investments. CSM also offers wrap fee programs where the fee includes investment advisory services and brokerage execution costs. The maximum wrap fee is 2.0% per year.
Location
184 Main Street, Worcester, MA, 01608
Get directionsHistory
Regulatory History (3)
Customer Dispute
November 2011Regulatory
April 2011Regulatory
November 1996Other Business Activities
Robert is a partner in 184 Main Street Assoc. LLC, a real estate development company, since 2008, dedicating a few hours per week. He also has a DBA called Oftring Investment Group.
Employment History
Current Registrations
Capitol Securities Management, INC.
Capitol Securities Management, INC.Broker
Previous Registrations
Jesup & Lamont Securities CORP.
Jesup & Lamont Securities CORPBroker
Antaeus Capital, INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.