HW
CFA
HW
CFA

Howard Ward

43 Years of Experience
Rye, NY
Broker

Howard Ward is a CFA-designated registered investment advisor, based in Rye, NY, with 43 years of industry experience.

Location

One Corporate Center, Rye, NY, 10580

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Howard is a board member of CBB LLC, co-trustee for the Edward H. Bragg Jr. Credit Shelter Trust, Head of Asset Management Committee and Board Member for Heartcare International, and a volunteer member of the Finance Committee for the American Foundation for the Blind. These activities require minimal time commitment.

Employment History
Current Registrations
G.distributors, LLCBroker
June 2015 - Present · 10 yrs 11 mos
Gamco Asset Management INC.
February 2000 - Present · 26 yrs 3 mos
Previous Registrations
G.research, LLCBroker
March 1995 - December 2019 · 24 yrs 9 mos
Scudder Investor Services, INC.Broker
August 1982 - January 1995 · 12 yrs 5 mos
State Registrations2 states
CTUT
AdvisorBroker

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Howard Ward - Financial Advisor | TrueAdvisor