Brad Becker is a ChFC-designated registered investment advisor at Becker Financial Services, based in Tucson, AZ, with 43 years of industry experience. Brad operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 2.25% |
| $100K - $200K | 2.00% |
| $200K - $400K | 1.75% |
| $400K+ | 1.50% |
Management fees are subject to discount based on complexity, investments utilized, frequency of trading activity, and the client objectives.
Fee Estimator
Location
Tucson, AZ
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Brad is an advisory representative of a registered investment advisor, spending full-time hours per week, with 35 hours dedicated to trading. He is also a registered representative with Cambridge Investment Research, spending a few hours per week, all during trading hours. Brad also owns Becker Investment Management, LLC, but spends minimal time on it.
Employment History
Current Registrations
Becker Financial Services
Cambridge Investment Research, INC.Broker
Cambridge Investment Research, INC.
Previous Registrations
Keogler, Morgan & Company, INC.Broker
Securities America, INC.Broker
Transamerica Securities Sales CorporationBroker
Transamerica Financial Resources, INC.Broker
Mutual Service CorporationBroker
Mutual Benefit Financial Service CompanyBroker
Ids Marketing CorporationBroker
Ids/american Express INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.