Steven Dalton
Steven Dalton is a registered investment advisor at LPL Financial LLC, based in Knightstown, IN, with 42 years of industry experience. Steven is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
Knightstown, IN
Get directionsHistory
Regulatory History (4)
Financial
December 2022Judgment / Lien
May 2021Customer Dispute
August 2018Regulatory
March 1995Other Business ActivitiesSells Insurance
Steven is involved in several business activities, including non-variable insurance, Dalton Strategic (DBA for LPL business), Dalton Real Estate, and Dalton Wealth Managers (DBA for LPL business, taking nearly full-time). He is also the treasurer for Bonita Beach Club Inc., a non-profit, dedicating about 10-20% of his time.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Arbor Point Advisors
Securities America, INC.Broker
Securities America Advisors, INC.
Dalton Strategic Investment Services INC.
Dalton Strategic Investment Services INC.
Dalton Strategic Investment Services INC.Broker
Jerome P. Greene & Associates, LLCBroker
Bts Asset Management, INC.
Birk Holland & CO., INC.Broker
Dalton Strategic Investment Services INC.Broker
First Investors CorporationBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.