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Thomas Mclaren

41 Years of Experience
Atlanta, GA
Broker

Thomas Mclaren is a registered investment advisor at Raymond James & Associates, INC., based in Atlanta, GA, with 41 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

1100 Abernathy Road Ne, Building 500; Suite 1850, Atlanta, GA, 30328

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Thomas owns a vacation home that he may rent out, dedicating minimal time to it. He also occasionally participates in consumer surveys for Fieldwork Atlanta and Murray Hill Marketing for a small fee, requiring minimal time commitment.

Employment History
Current Registrations
Raymond James & Associates, INC.
September 2016 - Present · 9 yrs 8 mos
Raymond James & Associates, INC.
September 2016 - Present · 9 yrs 8 mos
Raymond James & Associates, INC.Broker
September 2016 - Present · 9 yrs 8 mos
Previous Registrations
Morgan Stanley
August 2016 - August 2016 · 0 mos
Morgan StanleyBroker
July 2016 - August 2016 · 1 mo
Credit Suisse Securities (USA) LLC
April 2008 - May 2016 · 8 yrs 1 mo
Credit Suisse Securities (USA) LLCBroker
April 2008 - May 2016 · 8 yrs 1 mo
Suntrust Investment Services, INC.
December 2005 - April 2008 · 2 yrs 4 mos
Suntrust Investment Services, INC.Broker
December 2005 - April 2008 · 2 yrs 4 mos
Citigroup Global Markets INC.
April 2003 - December 2005 · 2 yrs 8 mos
Citigroup Global Markets INC.Broker
February 2000 - December 2005 · 5 yrs 10 mos
The Robinson-Humphrey Company, LLCBroker
September 1996 - January 2002 · 5 yrs 4 mos
Smith Barney INC.Broker
July 1993 - December 1997 · 4 yrs 5 mos
Lehman Brothers INC.Broker
June 1988 - July 1993 · 5 yrs 1 mo
Equico Securities, INC.Broker
December 1982 - July 1986 · 3 yrs 7 mos
The Equitable Life Assurance Society of the United StatesBroker
December 1982 - June 1986 · 3 yrs 6 mos
First Investors CorporationBroker
August 1982 - November 1982 · 3 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Thomas Mclaren - Financial Advisor | TrueAdvisor