Lewis Gridley is a CFP-designated registered investment advisor at Gridley Associates INC, based in Sausalito, CA, with 23 years of industry experience. Lewis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 2 more. Their firm serves 9 clients with $86M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Gridley Associates charges for investment management services in one of two ways:
- An annual retainer fee, based on the complexity of your situation.
- A fee based on a percentage of the value of your portfolio, ranging from 0.5% to 1.5% per year.
Fees are calculated each quarter based on the value of your portfolio at the end of the previous quarter. These fees do not include brokerage commissions or custodial fees.
Location
Sausalito, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Current Registrations
Gridley Associates INC
Previous Registrations
Gridley Associates INC
State Registrations1 state
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