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Mace Tamse

43 Years of Experience
Boca Raton, FL
6 DisclosuresBroker

Mace Tamse is a registered investment advisor at Ameriprise Financial Services, LLC, based in Boca Raton, FL, with 43 years of industry experience. Mace operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

5200 Town Center Cir Ste 600, Boca Raton, FL, 33486-1045

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History

Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2013
Denied
Customer Dispute
February 2008
Settled
Customer Dispute
April 2007
Award / Judgment
Customer Dispute
January 1994
Award / Judgment
Customer Dispute
October 1993
Settled
Customer Dispute
May 1991
Settled
Other Business Activities

Mace holds a real estate license.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
March 2015 - Present · 11 yrs 2 mos
Ameriprise Financial Services, LLC
March 2015 - Present · 11 yrs 2 mos
Ameriprise Financial Services, LLCBroker
March 2015 - Present · 11 yrs 2 mos
Previous Registrations
Morgan Stanley
June 2009 - April 2015 · 5 yrs 10 mos
Morgan StanleyBroker
June 2009 - April 2015 · 5 yrs 10 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
June 1994 - April 2007 · 12 yrs 10 mos
Morgan Stanley Dw INC.Broker
March 1994 - April 2007 · 13 yrs 1 mo
Prudential Securities IncorporatedBroker
May 1985 - April 1994 · 8 yrs 11 mos
E. F. Hutton & Company INCBroker
August 1982 - May 1985 · 2 yrs 9 mos
State Registrations37 states
ALAZCACOCTDCDEFLGAIDILINLAMAMDMEMIMNMOMTNCNENHNJNMNVNYOHORPARISCTNTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Mace Tamse - Financial Advisor | TrueAdvisor