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Richard Silberg

44 Years of Experience
Allentown, PA
1 DisclosureBroker

Richard Silberg is a registered investment advisor at Wells Fargo Advisors, based in Allentown, PA, with 44 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

4905 W Tilghman St Ste 350, Allentown, PA, 18104

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 1993
Settled
Other Business Activities

Richard serves as power of attorney for his mother and sister, which are investment-related activities. He spends about 10-20% of his time on his mother's affairs and minimal time on his sister's.

Employment History
Current Registrations
Wells Fargo Advisors
January 2004 - Present · 22 yrs 9 mos
Wells Fargo Clearing Services, LLCBroker
July 2003 - Present · 23 yrs 3 mos
Previous Registrations
Prudential Securities IncorporatedBroker
March 1983 - July 2003 · 20 yrs 4 mos
E. F. Hutton & Company INCBroker
August 1982 - April 1983 · 8 mos
State Registrations34 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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