James Senglaub
James Senglaub is a registered investment advisor at Independent Financial Group, LLC, based in Delafield, WI, with 43 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 44,045 clients with $11B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IFG offers investment management through various programs, including AccessPoint, Custom Asset Management, and Third Party Asset Managers. Fees are based on a percentage of the value of your account and are negotiable. Transaction charges may also apply. The maximum advisory fee is 3.00% per year. IFG and its IARs may receive additional compensation from product sponsors, which creates a conflict of interest.
Location
3960 Hillside Dr., Ste. 201, Delafield, WI, 53018
Get directionsHistory
Regulatory History (1)
Customer Dispute
April 2021Other Business ActivitiesSells Insurance
James owns several real estate rental properties and is a Wisconsin insurance agent since 1986. He also uses Senglaub Financial Group as a DBA for marketing purposes, dedicating nearly full-time hours to this.
Employment History
Current Registrations
Independent Financial Group, LLC
Independent Financial Group, LLCBroker
Previous Registrations
Sagepoint Financial, INC.
Sagepoint Financial, INC.Broker
Harbour Investments, INC.
Harbour Investments, INC.Broker
New England SecuritiesBroker
Capital Financial Services, INC.Broker
Oak Brook Securities CORP.Broker
Capital Financial Services, INC.Broker
Charter Securities CorporationBroker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.