Everett Swaim
Everett Swaim is a registered investment advisor at Cetera Investment Advisers LLC, based in Lexington, NC, with 42 years of industry experience. Everett operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Lexington, NC
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Everett is an insurance agent selling life, health, disability, annuities, and long-term care products, dedicating a few hours per week. He also owns The Swaim Agency and sells insurance products, spending about 10-20% of his time on this activity. Everett also has a timber logging lease on owned property, spending minimal time on it.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Tower Square Securities, INC.
Tower Square Securities, INC.Broker
Cadaret, Grant & CO., INC.Broker
Cadaret, Grant & CO., INC.Broker
Buttonwood Securities Corporation of MassachusettsBroker
Capital Analysts, IncorporatedBroker
State Registrations4 states
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