Paul Conner
Paul Conner is a registered investment advisor at Arete Wealth Advisors, LLC, based in Vestavia Hills, AL, with 17 years of industry experience. Paul operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 5,426 clients with $2.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $249K | 3.00% |
| $249K - $750K | 2.50% |
| $750K - $1.5M | 2.00% |
| $1.5M - $5.0M | 1.75% |
| $5M+ | 1.50% |
Fees are negotiable. A $50,000 initial minimum account balance is generally required, but may be waived.
Fee Estimator
Location
2613 River Grand Circle, Vestavia Hills, AL, 35243
Get directionsHistory
Regulatory History (1)
Regulatory
December 2010Other Business ActivitiesSells Insurance
Paul operates as an insurance agent under the name Connor Financial, dedicating nearly full-time hours to this activity. This activity is investment-related.
Employment History
Current Registrations
Arete Wealth Advisors, LLC
Previous Registrations
Center Street Advisors, INC.
Wfg Advisors, LP
Wfg Investments, INC.Broker
First Legacy Securities, LLC
First Legacy Securities, LLCBroker
Sunset Financial Services, INC.
Sunset Financial Services, INC.Broker
G. R. Phelps & CO., INC.Broker
Aetna Life Insurance and Annuity CompanyBroker
Waddell & Reed, INC.Broker
Sma Equities, INC.Broker
Ids Marketing CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.