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Paul Conner

Arete Wealth Advisors, LLC
18 Years of Experience
Vestavia Hills, AL
1 DisclosureSells Insurance
View SEC Summary
View SEC Summary

Paul Conner is a registered investment advisor at Arete Wealth Advisors, LLC, based in Vestavia Hills, AL, with 18 years of industry experience. Paul operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, High Net Worth, and 4 more. Their firm serves 5,426 clients with $2.7B in assets under management.

Arete Wealth Advisors, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
146 advisors
Number of Clients
5,426 clients
Average Client Portfolio
$506K average
Assets Under Management
$2.7B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $249K3.00%
$249K - $750K2.50%
$750K - $1.5M2.00%
$1.5M - $5.0M1.75%
$5M+1.50%

Fees are negotiable and tailored to each client.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2613 River Grand Circle, Vestavia Hills, AL, 35243

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
December 2010
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Paul operates as an insurance agent under the name Connor Financial, dedicating nearly full-time hours to this activity. This activity is investment-related.

Employment History
Current Registrations
Arete Wealth Advisors, LLC
June 2023 - Present · 3 yrs 4 mos
Previous Registrations
Center Street Advisors, INC.
March 2020 - June 2023 · 3 yrs 3 mos
Wfg Advisors, LP
February 2010 - November 2010 · 9 mos
Wfg Investments, INC.Broker
February 2010 - November 2010 · 9 mos
First Legacy Securities, LLC
November 2008 - February 2010 · 1 yr 3 mos
First Legacy Securities, LLCBroker
September 2008 - February 2010 · 1 yr 5 mos
Sunset Financial Services, INC.
October 2006 - September 2008 · 1 yr 11 mos
Sunset Financial Services, INC.Broker
June 2004 - September 2008 · 4 yrs 3 mos
G. R. Phelps & CO., INC.Broker
April 1989 - December 1989 · 8 mos
Aetna Life Insurance and Annuity CompanyBroker
February 1987 - May 1989 · 2 yrs 3 mos
Waddell & Reed, INC.Broker
October 1985 - December 1986 · 1 yr 2 mos
Sma Equities, INC.Broker
August 1983 - January 1984 · 5 mos
Ids Marketing CorporationBroker
August 1982 - July 1983 · 11 mos
State Registrations1 state
AL
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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