Lawrence Raff
Lawrence Raff is a registered investment advisor at Cetera Investment Advisers LLC, based in Stratton, VT, with 42 years of industry experience. Lawrence operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Stratton, VT
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Lawrence sells fixed insurance products, including life, health, disability, annuities, and long-term care, dedicating a full-time amount of time to this activity. He is also an affiliated person with Financial Network, a financial services DBA, and is a notary public, owner of Raff Investment Advisors, LLC, and a landlord.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Pennsylvania Securities CompanyBroker
State Registrations43 states
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