FH
FH

Franklin Hart

43 Years of Experience
Rockville, MD
Broker

Franklin Hart is a registered investment advisor at RBC Capital Markets, LLC, based in Rockville, MD, with 43 years of industry experience. Franklin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
Loading...

Location

111 Rockville Pike, Suite 825, Rockville, MD, 20850-5117

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
RBC Capital Markets, LLC
December 2012 - Present · 13 yrs 5 mos
RBC Capital Markets, LLC
December 2012 - Present · 13 yrs 5 mos
RBC Capital Markets, LLCBroker
December 2012 - Present · 13 yrs 5 mos
Previous Registrations
Janney Montgomery Scott LLC
January 1994 - December 2012 · 18 yrs 11 mos
Janney Montgomery Scott LLCBroker
January 1990 - December 2012 · 22 yrs 11 mos
Johnston, Lemon & CO. IncorporatedBroker
September 1982 - January 1990 · 7 yrs 4 mos
State Registrations31 states
CACOCTDCDEFLGAHIINKSKYLAMAMDMEMNMSNCNHNJNYORPASCSDTNTXVAWAWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.